FSB Regulatory Exam: RE5 Representatives – First Level

All Representatives, including those employed or mandated by an FSP, who render a financial service to a client (exclusing a person rendering clerical, technical, administrative, legal, accounting or other service in a subsidiary or subordinate capacity which does not require judgment or does not lead to a specific transaction in respect of a financial product in response to general enquiries) are required to write this exam. (except Reps in Cat I).